SEBI Compliance Audit

Ensure Regulatory Compliance for Market Infrastructure and Intermediaries.

Adiroha’s SEBI Compliance Audit supports stockbrokers, mutual funds, and exchanges in meeting the Securities and Exchange Board of India’s Cybersecurity Framework (2015).
Our audit framework ensures adherence to SEBI’s circulars on cybersecurity, incident management, and IT governance.

Compliance Standards

Deliverables

📄

SEBI compliance audit report.

🛠️

Gap matrix with remediation guidance.

📊

Board-level compliance summary.

Certifications

Adiroha’s Approach

Cybersecurity Framework Mapping

Assess compliance against SEBI cybersecurity and IT governance guidelines.

Control Evaluation

Review identity management, application controls, and data protection mechanisms.

Vulnerability Analysis

Test IT infrastructure resilience through vulnerability assessment and risk analysis.

Audit Documentation

Prepare SEBI-mandated compliance records and supporting audit evidence.

Regulatory Readiness Reporting

Submit comprehensive audit and remediation documentation for regulatory readiness.

Maintain investor trust through continuous compliance.

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